 |
A. Brad Busscher Senior Managing Director, Legal & Compliance General Counsel, Executive Committee Member |
| 321 N. Clark, Chicago, IL 60654 | 312.595.6077 | | |
Area of Focus: Legal and Compliance
Profile:
- Responsible for managing the firm's legal matters and compliance activities
- Previously served as a senior vice president with Van Kampen Investments, a unit of Morgan Stanley
- Frequent speaker on both regulatory and securities issues
- B.A., Cornell University
- J.D., University of Miami
- M.B.A., University of Chicago
- Over the Rainbow Association, board member
- Securities Industry and Financial Markets Association, Legal and Compliance Division, member
- Investment Advisor Association, member
- National Society of Compliance Professionals, member
