Ruth C. Hannenberg Senior Managing Director, Clearing Services Executive Committee Member, Board of Directors
353 N. Clark St., Chicago, IL 60654  |  312.595.6239  |

Areas of Focus: Clearing, Execution and Other Services for Correspondent Broker/Dealers and Investment Advisors

Profile:

• Head of the Clearing Services group at Mesirow Financial
• Previously served as the Chief Administrative Officer and Director of Compliance for the firm
• Joined Mesirow Financial in 1978
• Registered as General Securities Principal, Options Principal, Branch Office Manager, General Securities Representative and Compliance Official

• B.S., University of Illinois at Chicago
• M.A., University of Illinois at Chicago

• Securities Industry and Financial Markets Association (SIFMA), Central States Committee, chairperson
• SIFMA State Regulation & Legislation Committee, member
• SIFMA Clearing Firms Committee, member
• FINRA Small Firm Partner Program, member of working group
• Illinois SIFMA, director and past president
• FINRA District 8 Nominating Committee, past chairperson
• FINRA District Business Conduct Committee, past vice chairperson
• FINRA National Arbitration and Mediation Committee, past member
• Illinois Securities Advisory Committee, past member
• Securities Industry Association Continuing Education Council, past member