SEC Disclosures

Pursuant to U.S. Securities and Exchange Commission Rule 606, Mesirow Financial, Inc. provides two quarterly reports that summarize its order routing practices. The two reports provide information on the routing of "non-directed orders" – any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Mesirow Financial, Inc. has selected the execution venue on behalf of its customers. Hard copies of the quarterly reports are available, free of charge, upon request.

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Mesirow Financial, Inc.