Regulations

Mesirow Financial Currency Management is a business unit within Mesirow Financial International UK, Limited and Mesirow Financial Investment Management, Inc. 

Mesirow Financial International UK, Limited is authorised and regulated by the Financial Conduct Authority in the UK (registration number: 06276706), is registered as a Commodity Trading Adviser with the US Commodity Futures Trading Commission (registration number: 0515996) and is a member of the National Futures Association. Mesirow Financial International UK, Limited is incorporated under the laws of England and Wales having its registered address at Sackville House, 40 Piccadilly, 5th Floor, London, W1J 0DR. 

Mesirow Financial Investment Management, Inc. is registered as an investment advisor with the US Securities and Exchange Commission (registration number: 111135), is registered as a Commodity Trading Advisor with the US Commodity Futures Trading Commission (registration number: 0454571) and is a member of the National Futures Association. Mesirow Financial Investment Management, Inc. is incorporated under the laws of Illinois and is headquartered at 353 North Clark Street, Chicago, Illinois, 60654.

RTS 28 and Delegated Acts Art. 65(6) Reports
The annual reports required of Mesirow Financial International UK, Limited under MiFID II (RTS 28 and Delegated Acts Art. 65(6)) relating to execution quality can be found below:

2017

Qualitative and Quantitative Report (PDF)
Quantitative Report (CSV)

Other Information
Mesirow Financial International UK, Limited Pillar 3 Disclosure
Complaints Policy and Procedures
Best Execution Policy and Procedures

Please note that telephone calls at MFIUK and MFIM may be recorded for compliance purposes.