Investment Strategies

Mesirow Financial Investment Strategies is an industry leader in providing plan level fiduciary services through retirement plan providers. We are committed to providing multiple solutions to help plan providers, plan sponsors and advisors successfully achieve their intended investment outcome.

About Us

We understand the risks and challenges that come with offering a retirement plan. As a pioneer of outsourced fiduciary services, we have experience in developing complex fiduciary partnership programs customized for each of our provider partners and delivered to plan sponsors and advisors through a simple, flexible program.

Services

Our team offers a comprehensive set of services and capabilities, designed to meet the ever-changing needs of our partners.

Meet Our Team

Learn more about our senior leaders, business development and relationship management professionals. 

Mesirow Financial Launches Participant Managed Account Program

CHICAGO, October 9, 2019 - Mesirow Financial today announced the launch of Mesirow Financial Precision Retirement®, a participant managed account program that is designed to enhance financial wellness and offer professional portfolio management for retirement assets. Mesirow Financial Precision Retirement combines retirement planning advice and reporting, proactive dynamic messaging to achieve targeted outcomes, and Mesirow Financial’s custom portfolio construction expertise to help participants become better prepared to meet their retirement goals.

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3(21) and 3(38) Fiduciary Partnership Services

Mesirow Financial Investment Strategies can help make retirement plan fiduciary responsibility more manageable through a customized, consultative approach for all parties impacted by this obligation. Learn more about our 3(21) and 3(38) Fiduciary Partnership Service. 

our fiduciary partnership services

News and Events

Newly Published on Forbes.com

Tayfun Icten, Director of Mutual Fund Research, shares views on Target Date fund due diligence on forbes.com

 

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Mesirow Financial Launches Participant Managed Account Program

Mesirow Financial today announced the launch of Mesirow Financial Precision Retirement®, a participant managed account program that is designed to enhance financial wellness and offer professional portfolio management for retirement assets.

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Mesirow Launches Mesirow Financial FAST®

The technology provides broker-dealers the same robust automation and compliance engine that Mesirow uses to service its own 3(21) and 3(38) outsourced fiduciary service clients.

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Benefits of Working With Us

Legal Protection

Mesirow will perform and defend its duties and obligations with respect to investment option monitoring in compliance with ERISA. Indemnification for plan sponsors and advisors is not subject to a liability cap.

Flexibility of Solutions

Our easy-to-qualify 3(21) solution helps plan sponsors meet their 404(c) diversification requirements. Our 3(38) solution allows plan sponsors to choose a defined lineup or develop a customized lineup.

Expertise

Mesirow is a pioneer of third-party fiduciary solutions leveraging more than 16 years of average industry experience within our team. By utilizing our PrecisionAlpha® process, a proprietary manager selection methodology, we can more accurately account for a manager’s true potential for success and active level of risk.

Sales and Marketing Support

A dedicated key account manager works closely with you to build a successful partnership. We offer customized training programs that include presentations on our fiduciary solutions, as well as relevant industry topics.

Advisory services offered by Mesirow Financial Investment Management, Inc., an SEC-Registered Investment Advisor. Securities offered through Mesirow Financial, Inc., member FINRA and SIPC. Advisory Fees are described in Mesirow Financial Investment Management Inc.’s Part 2A of the Form ADV. Mesirow Financial refers to Mesirow Financial Holdings, Inc. and its divisions, subsidiaries and affiliates. The Mesirow Financial name and logo are registered service marks of Mesirow Financial Holdings, Inc., © 2019, Mesirow Financial Holdings, Inc. All rights reserved.

 

* Neither principal nor the underlying assets of target date investments are guaranteed at any time, including the target date, and investment risk remains at all time. There is no assurance that the recommended asset allocation will either maximize returns or minimize risk or be the appropriate allocation in all circumstances for every investor with a particular time horizon.